Jenner & Block

SEC Bulletin Vol.1, Issue 1

Winter 2003
Available at the link below is the inaugural edition of the SEC Bulletin, a periodic Jenner & Block newsletter that discusses and summarizes activities at the SEC that you may find of interest. This edition discusses:

  • Enforcement proceedings by the SEC with regard to Regulation FD, which is designed to eliminate selective disclosure of nonpublic information.
  • Adopted amendments to Rule 10b-18 regarding safe harbor compliance and periodic disclosure requirements of issuer repurchases of equity securities.
  • Exceptions to the filing requirements of Section 906.
  • Continuing delay in the increase of filing fees.
  • A no-action letter issued at the request of Goldman Sachs regarding registration and prospectus delivery requirements for derivatives contracts.

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