SEC Bulletin Vol.1, Issue 1

Winter 2003
Available at the link below is the inaugural edition of the SEC Bulletin, a periodic Jenner & Block newsletter that discusses and summarizes activities at the SEC that you may find of interest. This edition discusses:

• Enforcement proceedings by the SEC with regard to Regulation FD, which is designed to eliminate selective disclosure of nonpublic information.
• Adopted amendments to Rule 10b-18 regarding safe harbor compliance and periodic disclosure requirements of issuer repurchases of equity securities.
• Exceptions to the filing requirements of Section 906.
• Continuing delay in the increase of filing fees.
• A no-action letter issued at the request of Goldman Sachs regarding registration and prospectus delivery requirements for derivatives contracts.