Jenner & Block

SEC Bulletin Vol.2, Issue 1

This edition of Jenner & Block's SEC Bulletin discusses:

  • An extension of the compliance dates under Section 404 of the Sarbanes-Oxley Act.
  • A recent District Court decision clarifying the use of proxy cards in shareholder letter campaigns. 
  • Significant amendments to the NASD's  "Corporate Financing Rule."
  • Recent changes to the NYSE Listed Company Manual.

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