Jenner & Block

"SEC Cooperation: Game Changer or the Same Old Game?" Financial Fraud Law Report

Partner Larry P. Ellsworth addresses the Securities and Exchange Commission’s new policy statement intended to encourage individuals, as well as corporations, to assist the SEC in investigations. The new policy statement identifies four general considerations for credit for individual cooperation and a number of new cooperation tools, patterned largely after those used by criminal prosecutors. Additionally, Partner Stephen L. Ascher is on the Financial Fraud Report's Board of Editors.