February 12, 2021

As President Biden’s administration gets into full swing, many expect future Chairman Gary Gensler’s SEC to take a more aggressive approach to enforcement. Public companies and other market participants are left wondering what, exactly, that means. In this client alert, we take a detailed look at where the SEC is starting from, what has happened since January 20th, where it goes from here, and what interested parties should be watching for as the “new” SEC ramps up.

New York University School of Law’s Program on Corporate Compliance and Enforcement republished the alert on its blog.

To view the full alert, click here