October 14, 2016

Jenner & Block Partners Larry P. Ellsworth and Thomas C. Newkirk wrote a chapter in the SEC Compliance Answer Book 2016, published by the Practising Law Institute.  Titled “Document Productions in SEC Investigations,” their chapter provides a step-by-step analysis of best practices for responding to an SEC document request from initial inquiry through completion of document production, including negotiating the scope of such productions, hiring vendors, and cost-effective reviewing for responsiveness and privilege, while obtaining cooperation credit.