Jenner & Block

Client Alert: Closer Coordination Between the SEC's Divisions of Enforcement and Corporate Finance

In a recent panel discussion sponsored by PricewaterhouseCoopers, new SEC Chief Litigation Counsel Matthew Solomon acknowledged that the SEC’s Division of Enforcement (Enforcement) is working more closely with the SEC’s Division of Corporate Finance (CorpFin).  Partners Larry Ellsworth and Tom Newkirk suggest that even more care is necessary in all dealings with CorpFin, OCIE and other SEC entities, as these may not be routine requests.