Jenner & Block

What Securities Pros Need to Know About SEC Data Analytics

CodeIn an article published by Law360, Partner Charles D. Riely and Associate Danielle Muniz explore the publicly available information about the US Securities and Exchange Commission’s use of data analytics to detect and pursue violators.  The authors discuss why understanding the SEC’s data analytics concepts is important for lawyers and other professionals responsible for supervision and compliance at investment advisers and broker-dealers. 

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TAGS: Securities