November 29, 2011

Jenner & Block Partner Howard S. Suskin is quoted in a November 16, 2011 article in Ignites, a Financial Times publication, entitled “FINRA Fines JPMorgan for UIT, Floating-Rate Fund Sales.”  Mr. Suskin discusses the importance of investment firms reviewing their supervisory procedures to make sure that the risks of floating-rate loan funds are understood by brokers and disclosed to investors, in the wake of FINRA’s recent focus on the suitability of these offerings.