Jenner & Block

“SEC Proceedings from Complaint to Appeal: Best Practices for Defending Your Client,” American Conference Institute, New York, NY

Jenner & Block Partner Larry P. Ellsworth spoke at an American Conference Institute program entitled, “Techniques and Strategies for Defending and Settling Broker-Dealer Enforcement Actions” held October 24-25 at the Helmsley Park Lane Hotel in New York City.  Mr. Ellsworth served as a panelist at an October 24 session entitled, “SEC Proceedings from Complaint to Appeal: Best Practices for Defending Your Client,” which discussed the investigation process, administrative proceedings and trials, settlement discussions with SEC staff and regulators, and the appellate process.