Jenner & Block

“Cooperation: Taking a Hard Look at When and Whether It Is Worth It” 2nd Annual SRO/SEC Conference on Strategies for Avoiding, Defending and Settling Broker-Dealer Enforcement Actions, New York, NY

Jenner & Block Partner Larry P. Ellsworth was chosen to speak on “Cooperation: Taking a Hard Look at When and Whether It Is Worth It” at the 2nd Annual SRO/SEC Conference on Strategies for Avoiding, Defending and Settling Broker-Dealer Enforcement Actions that was to be held in New York City, New York on October 12-13.

Prior to joining the Firm, Mr. Ellsworth was Assistant Chief Litigation Counsel for the U.S. Securities and Exchange Commission’s Trial Unit.  He also currently serves as Chair of the DC Bar’s Broker-Dealer Regulation and SEC Enforcement Committee of the Corporation, Finance and Securities Law Section.