On November 14, Partner Charles D. Riely is moderating the “Data Analytics and Compliance Programs” panel at the 2022 Financial Services RegTech and Regulatory Compliance Forum. The panel will discuss the best practices for providing data to regulators and understanding practical implications for firms’ use of data analytics.
Click here to learn more and register.
Mr. Riely is a partner in the firm’s Investigations, Compliance and Defense practice. He has worked on matters related to insider trading, cyber-security procedures and protections, and other fraud and regulatory issues.