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On November 23, Partner Charles D. Riely will speak at Practising Law Institute’s Financial Services RegTech and Regulatory Compliance Forum. The forum will provide lawyers practicing in the financial services industry with practical considerations regarding the design and implementation of corporate compliance programs, as well as information on the regulatory scrutiny financial services firms’ programs continue to face. Mr. Riely will speak at the fourth session of the day-long virtual program on the topic of “Data Analytics and Financial Services Compliance Programs.” The panelists will discuss the use of risk analysis, the role of Big Data, and the practical implications. Mr. Riely’s session begins at 2:00 pm ET.
To learn more, and to register, please click here.