Jenner & Block

Broker Dealer Regulation: New Developments and How to Respond, DC Bar

Jenner & Block Partner Larry P. Ellsworth will moderate a panel discussion before the D.C. Bar , where key regulators will update attendees on recent developments in broker dealer regulation and panel participants will provide insights into how broker dealers can respond to these developments. The program will be held on Tuesday, November 17, 2015 from 12:00 pm to 2:00 pm at the D.C. Bar Conference Center, 1101 K Street, NW, Washington DC 20005.

Mr. Ellsworth is a partner in the firm's Litigation Department and a member of its Securities Litigation and Enforcement and Class Action Practices.  He is a former assistant chief litigation counsel for the U.S. Securities and Exchange Commission’s Trial Unit.  Mr. Ellsworth is chairman of the DC Bar’s Broker-Dealer Regulation and SEC Enforcement Committee and previously served as Chairman of the DC Bar’s Corporation, Finance and Securities Law Section and the Administrative Law Section.

Please click here for more information and to register.